401(k) for Employers
With more than 27 years of financial services industry experience, Dave Robertson, CRPS®, is the Director of Retirement Plan Services for Allworth Financial. Over the course of his career, Dave has assisted over 700 businesses build and improve upon all facets of their retirement plans, including design and compliance, investment selection and monitoring, and participant education. Dave is a 1989 graduate of Western Kentucky University and holds the Chartered Retirement Plans Specialist designation from the College for Financial Planning in Denver, CO.
Dave is assisted by Marci Binion, APA®, AIF®, our Director of Retirement Plan Operations and Mario Najera, CFP®, AIF®, ARPC®, our Retirement Plan Support Specialist. Marci has over 30 years of experience working with companies like yours that offer defined contribution plans. Mario is a graduate of California State University, Sacramento (CSUS), where he earned a Bachelor of Science degree in Business Administration with an emphasis in Finance.
Many people find that their retirement plan feels overwhelming. Need help getting started or making a change to your contribution amount? Are you curious about your retirement plan’s investment options? Want to know if you’re on track to retire well?
Call us at (916) 979-4015 with any questions related to your plan and we’ll help you to understand what you need to do to reach your goals.
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Securities offered through AW Securities, a Registered Broker/Dealer, member FINRA/SIPC. Check the background of this firm on FINRA's BrokerCheck.
1The NBRI Circle of Excellence Award is bestowed upon NBRI clients meeting one or both of the following criteria: Total Company score at or above the 75th percentile of the NBRI ClearPath Benchmarking Database and/or improvement of five (5) or more benchmarking percentiles in Total Company score over the previous survey.
2Scott Hanson (2011, 2012, 2013, 2014, 2015 & 2016) and Pat McClain (2012, 2013, 2014, 2015 & 2016). Barron's© magazine is a trademark of Dow Jones L.P. The ranking reflects the volume of assets overseen by the advisors and their teams, revenues generated for the firms and the quality of the advisors' practices.
3As of 12/20, Allworth Financial, an SEC registered investment adviser and AW Securities, a registered broker/dealer have approximately $10 billion in total assets under management and administration.
4Barron’s 2020 Top 100 RIA Firms. Barron's© magazine is a trademark of Dow Jones L.P. The ranking reflects the volume of assets overseen by the advisors and their teams, revenues generated for the firms and the quality of the advisors' practices.
✢Scott Hanson, Investment Advisor 2005, 25 most influential people in the financial services industry. The ranking reflects 25 people who Investment Advisor magazine believes have had or will have the greatest influence on the financial services industry.
✼Pat McClain, InvestmentNews 2014, Invest in Others Community Service Award, presented to an advisor who has made an outstanding impact on a community through managerial contributions to a non-profit organization.
†Financial Times, FT 300 Top Registered Investment Advisers, June 2019. The ranking reflects six areas of consideration including the company's years in existence, industry certifications of key employees, AUM, asset growth, SEC compliance record and online accessibility and calculates a numeric score for each company.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.