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      What should I bring to the meeting?

      Because this meeting is all about you and your needs, how you prepare should be based on your specific expectations for the conversation.

      We suggest that at minimum, you have a basic grasp of your current financial picture and goals. This helps your advisor better understand how to help you.

      You can begin by considering how you might answer these five questions:

      Five Questions to consider before your scheduled Advisor Consultation.

      • What brought you in today? 
        • Did a specific life event or need prompt you to seek advice? 
        • Is there something specific you’re trying to solve? 
      • What are your most important financial goals right now? What about for the future?
      • What concerns you most about your finances?
      • How do you feel your investment accounts are performing in relation to your needs?
      • What are you looking for from working with a financial advisor? 
        • If you’re working with an advisor, what are you currently not receiving?

      Documents that can help guide your conversation.

      If you would like to come prepared with more information, we suggest you also have access to the following documents (and don’t worry, digital is fine!). We will discuss this information during your meeting so your advisor can get a more detailed picture of your specific situation.

      However, unless you provide these documents at least 24 hours in advance, your advisor will review them after your meeting so he or she can be fully focused on your conversation.

       Helpful details to have access to include:

      • Your most recent tax return
      • Your latest pay stub (and those of your spouse if applicable)
      • Your account statements (401(k), IRA, Roth, etc.)
      • Any current investment statements
      • A list of debts, including your mortgage and car payments

      We look forward to meeting with you!

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        6  2021 Value of an Advisor Study / Russel Investments

        7 Ranked 9th Top Wealth Managers By Growth in Assets in the U.S. from RIA Channel, 2022. RIA Database and RIA Channel are registered trademarks owned by Labworks, LLC.

        8 USA Today Best Financial Advisory Firms 2024. The ranking is based on the growth of the companies’ assets under management (AUM) over the short and long term and the number of recommendations they received from clients and peers.

        9 NBRI Best in Class Ethics 2023. The Best in Class level is bestowed upon clients performing at or above 90 percentile of the NBRI ClearPath Benchmarking Database.

        ✢ Scott Hanson, Investment Advisor 2005, 25 most influential people in the financial services industry. The ranking reflects 25 people who Investment Advisor magazine believes have had or will have the greatest influence on the financial services industry.

        ✼Pat McClain, InvestmentNews 2014, Invest in Others Community Service Award, presented to an advisor who has made an outstanding impact on a community through managerial contributions to a non-profit organization.

        †Financial Times, FT 300 Top Registered Investment Advisers, June 2019. The ranking reflects six areas of consideration including the company's years in existence, industry certifications of key employees, AUM, asset growth, SEC compliance record and online accessibility and calculates a numeric score for each company. 

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        The information presented is for educational purposes only and is not intended to be a comprehensive analysis of the topics discussed. It should not be interpreted as personalized investment advice or relied upon as such.

        Allworth Financial, LP (“Allworth”) makes no representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of the information presented. While efforts are made to ensure the information’s accuracy, it is subject to change without notice. Allworth conducts a reasonable inquiry to determine that information provided by third party sources is reasonable, but cannot guarantee its accuracy or completeness. Opinions expressed are also subject to change without notice and should not be construed as investment advice.

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