Barry Greenberg – General Counsel | Allworth Financial

Barry Greenberg is the General Counsel of Allworth Financial. Before joining Allworth, Mr. Greenberg was the General Counsel and Chief Compliance Officer of Cushing Asset Management. Prior to Cushing, Mr. Greenberg served as a partner at the law firm of Akin Gump Strauss Hauer & Feld LLP. He began his career as an enforcement attorney with the Securities and Exchange Commission. Mr. Greenberg received his J.D. cum laude from Tulane Law School and his B.A. from Emory University. Mr. Greenberg is married, a piano player, cycling enthusiast, skier, and the father of two grown children.

Education and Certifications

Who I Best Work With

What Guides My Approach

Barry Greenberg is the General Counsel of Allworth Financial. Before joining Allworth, Mr. Greenberg was the General Counsel and Chief Compliance Officer of Cushing Asset Management. Prior to Cushing, Mr. Greenberg served as a partner at the law firm of Akin Gump Strauss Hauer & Feld LLP. He began his career as an enforcement attorney with the Securities and Exchange Commission. Mr. Greenberg received his J.D. cum laude from Tulane Law School and his B.A. from Emory University. Mr. Greenberg is married, a piano player, cycling enthusiast, skier, and the father of two grown children.

More About Barry:

30 years ago, Allworth Financial was founded as a clear alternative to the self-motivated, sales-focused advisory model that continues to dominate the industry to this day.

Then, as now, we believed we could do better — because you and your money deserve better.

With unparalleled access to a team of financial experts, your wealth has the advantage every modern investor needs. Smart, sophisticated, comprehensive financial planning and investment solutions with tax, estate, insurance, and more — all under one roof and directed by one point of contact.

Because when financial guidance comes with a commitment to put your needs first — and our success is dependent on your success — you get more than just advice.

You get a financial ally for life.

97% of Clients Stay With Us²

25,000+ Clients

Best Financial Advisory Firms

USA Today⁸

14th Ranked RIA

Barron's¹

30 Years in Business

$22.5 billion AUM⁴

Best in Class Ethics

NBRI⁹

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Advisory services offered through Allworth Financial, a Registered Investment Advisor | Disclosures | Privacy Policy

Securities offered through AW Securities, a Registered Broker/Dealer, member FINRA/SIPC. Check the background of this firm on FINRA's BrokerCheck.

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¹Barron’s 2024 Top 100 RIA Firms. Barron's© magazine is a trademark of Dow Jones L.P. The ranking of independent advisory companies is based on assets managed by the firms, growth, technology spending, succession planning, and other metrics.

² Retention Rate Source: Allworth Internal Data, FY 2022

³ The NBRI Circle of Excellence Award is bestowed upon NBRI clients meeting one or both of the following criteria: Total Company score at or above the 75th percentile of the NBRI ClearPath Benchmarking Database and/or improvement of five (5) or more benchmarking percentiles in Total Company score over the previous survey.

⁴ As of 7/1/2024, Allworth Financial, an SEC registered investment adviser and AW Securities, a registered broker/dealer have approximately $22.5 billion in total assets under management and administration.

⁵ InvestmentNews 2020 and 2021 Best Places to Work for Financial Advisers. The ranking reflects survey responses and scores completed by both employers and employees. Employers report their organization’s workplace policies, practices, and demographics. Employees complete a survey designed to measure the employee experience.

⁶ 2021 Value of an Advisor Study / Russel Investments

⁷ Ranked 9th Top Wealth Managers By Growth in Assets in the U.S. from RIA Channel, 2022. RIA Database and RIA Channel are registered trademarks owned by Labworks, LLC.

⁸USA Today Best Financial Advisory Firms 2024. The ranking is based on the growth of the companies’ assets under management (AUM) over the short and long term and the number of recommendations they received from clients and peers.

⁹NBRI Best in Class Ethics 2023. The Best in Class level is bestowed upon clients performing at or above 90 percentile of the NBRI ClearPath Benchmarking Database.

^✢ Scott Hanson, Investment Advisor 2005, 25 most influential people in the financial services industry. The ranking reflects 25 people who Investment Advisor magazine believes have had or will have the greatest influence on the financial services industry.

^✼Pat McClain, InvestmentNews 2014, Invest in Others Community Service Award, presented to an advisor who has made an outstanding impact on a community through managerial contributions to a non-profit organization.

^†Financial Times, FT 300 Top Registered Investment Advisers, June 2019. The ranking reflects six areas of consideration including the company's years in existence, industry certifications of key employees, AUM, asset growth, SEC compliance record and online accessibility and calculates a numeric score for each company.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.